Financial Services Regulation and Compliance

• The New Profit Tax Exemption Regime for Funds in Hong Kong
• Legal update: SFC and CSRC signs Memorandum to Enhance Cooperation and Exchange of Information
• SFC reprimands and fines SFM HK Management Limited HK$1.5 million over illegal short selling
• Legal update: The New Open-Ended Fund Company Regime in Hong Kong
• Legal update: Magistrate acquitted a broker of illegal short selling on re-trial
• Legal update: Ten myths about token sale regulation in Hong Kong
• Legal update: SFC bans former Investment Counsellor for taking confidential client lists
• Edmond Leung to speak at TTN Hong Kong Tax Conference
• Legal update: Manager In Charge Regime – ComplianceAsia
• Legal update: Specialist Tribunals and Boards in Hong Kong
• Beware! Is your investment product a regulated “Collective Investment Scheme”?
• Jeff Lane Consultant