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Magistrate acquitted a broker of illegal short selling on re-trial
Case background Mr Wong Hung who was licensed to carry on Type 1 regulated activity (dealing in securities) under the Securities and Futures Ordinance (Cap. 571) (“SFO”) was charged by way of summons on 20 counts of illegal short selling. The Securities and Futures Commission…Read More
Pádraig Walsh speaks at Dutch Chamber of Commerce cryptocurrency event
Corporate and Commercial Partner Pádraig Walsh was one of two speakers in today’s Dutch Chamber of Commerce breakfast event “Cryptocurrencies are here to stay! And now what?“. Co-presenter Wayne Trench of Octagon discussed the opportunities of cryptocurrencies, while Pádraig presented the challenges, considerations and constraints from…Read More
Ten myths about token sale regulation in Hong Kong
No part of the tech universe has a greater abundance of myths than the crypto space, and no part of the crypto space has a deeper black hole of urban legends than the weird and wonderful world of token sales. Here are some of the…Read More
Edmond Leung speaks at TTN Conference 2018
Partner Edmond Leung spoke at the Transnational Taxation Network’s Tax Conference, held today 5 February at The Park Lane Hotel in Causeway Bay. Edmond’s talk covered many important aspects of SFC Licensing, the Securities and Futures Ordinance and important considerations when selecting and appointing Managers-in-Charge (MICs)….Read More
SFC bans former Investment Counsellor for taking confidential client lists
The Securities and Futures Commission (“SFC”) announced on 22 January 2018 that under section 196(1)(iii) of the Securities and Futures Ordinance (“SFO”) it has banned former DBS Bank employee Mr Chan Wai-Nun from re-entering the industry for a period of 6 months, on the grounds…Read More
