Regulatory
Legal update: Initial Coin Offerings Hit Regulatory Walls
The emergence of digital currencies and blockchain technology has now paved the way for various blockchain-based companies to raise billions of dollars by initial coin offerings (“ICOs”). An ICO occurs when a company sells digital tokens or existing digital coins (such as bitcoin or ether)…Read More
Legal update: Manager In Charge Regime – ComplianceAsia
This is a Client Alert from ComplianceAsia. For employment and regulatory related legal enquiries please contact Russell Bennett. Introduction In January 2017, the SFC released a circular on clarifications to its current regime on senior management, expectations as to Board obligations of licensed firms and…Read More
Legal update: Specialist Tribunals and Boards in Hong Kong
Many of the administrative and legal decisions that affect closely the lives of residents of Hong Kong and businesses that operate in Hong Kong are not made in the courts but are given in specialist tribunals or other bodies created by statute to deal with…Read More
Beware! Is your investment product a regulated “Collective Investment Scheme”?
The Securities and Futures Commission (“SFC”) in Hong Kong regulate investments in Hong Kong, and in doing so need to keep pace with the wide variety of ways in which new investment products can be structured. One area of regulation covers financial products which constitute…Read More