banking and finance

18Sep2018

Pádraig Walsh to speak at HKU on Blockchain and Financial Institutions

We are delighted to announce that Corporate Commercial Partner Pádraig Walsh will be speaking at The University of Hong Kong’s Asian Institute of International Financial Law (AIIFL) on Friday 21 September. The topic of the talk will be Blockchain and Financial Institutions – Pandora’s Box or…Read More

30Jul2018

Legal update: Magistrate acquitted a broker of illegal short selling on re-trial

Case background Mr Wong Hung who was licensed to carry on Type 1 regulated activity (dealing in securities) under the Securities and Futures Ordinance (Cap. 571) (“SFO”) was charged by way of summons on 20 counts of illegal short selling. The Securities and Futures Commission…Read More

06Jun2018

Legal update: Ten myths about token sale regulation in Hong Kong

No part of the tech universe has a greater abundance of myths than the crypto space, and no part of the crypto space has a deeper black hole of urban legends than the weird and wonderful world of token sales. Here are some of the…Read More

24Jan2018

Legal update: SFC bans former Investment Counsellor for taking confidential client lists

The Securities and Futures Commission (“SFC”) announced on 22 January 2018 that under section 196(1)(iii) of the Securities and Futures Ordinance (“SFO”) it has banned former DBS Bank employee Mr Chan Wai-Nun from re-entering the industry for a period of 6 months, on the grounds…Read More

15Jan2018

Edmond Leung to speak at TTN Hong Kong Tax Conference

Partner Edmond Leung will be speaking at this year’s Transnational Tax Network Hong Kong Tax Conference. Held at The Park Lane Hotel in Causeway Bay on 5 February, the Conference is one of three worldwide conferences that TTN is hosting this year, with Miami and…Read More