sfc
215月2021
财经事务及库务局对虚拟资产服务提供者新发牌制度咨询文件要点
财经事务及库务局于二零二零年十一月三日发表咨询意见书,建议修订《打击洗钱及恐怖分子资金筹集…Read More
1712月2018
Legal update: SFC and CSRC signs Memorandum to Enhance Cooperation and Exchange of Information
The Securities and Futures Commission (“SFC”)…Read More
1212月2018
Legal update: SFC reprimands and fines SFM HK Management Limited HK$1.5 million over illegal short selling
Case Background The Securities and Futures Co…Read More
228月2018
Legal update: The New Open-Ended Fund Company Regime in Hong Kong
Introduction On 30 July 2018, the new Open-En…Read More
066月2018
Legal update: Ten myths about token sale regulation in Hong Kong
No part of the tech universe has a greater ab…Read More
052月2018
Edmond Leung speaks at TTN Conference 2018
Partner Edmond Leung spoke at the Transnation…Read More
241月2018
Legal update: SFC bans former Investment Counsellor for taking confidential client lists
The Securities and Futures Commission (“SFC”)…Read More
1810月2017
SFC announces full roll-out of Manager-In-Charge regime
In January this year, we wrote about upcoming…Read More