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regulatory
1210 月2017
Legal update: SFC bans investment consultant for four months for taking client orders on an unrecorded mobile phone
The Securities and Futures Commission announc…Read More
289 月2017
Legal update: Completion of newly announced e-courses by Responsible Officers and Representatives will earn Continuous Professional Training (CPT) hours
The Securities and Futures Commission (SFC) a…Read More
229 月2017
Legal update: First Hong Kong criminal conviction for actively marketing unlicensed regulated activities carried out overseas
Case background On 21 September 2017, the Sec…Read More
229 月2017
First Hong Kong criminal conviction for actively marketing unlicensed regulated activities carried out overseas
Case background On 21 September 2017, the Sec…Read More
149 月2017
Legal update: Initial Coin Offerings Hit Regulatory Walls
The emergence of digital currencies and block…Read More
